REGULATORY ADVISORY

In today’s global regulatory environment, firms must continue adapting to ever-changing requirements and expectations.

As global regulations constantly evolve to ensure the integrity of financial institutions and the global economy, our team stands ready to help clients navigate complex requirements, organizational structures and technological obstacles to deliver industry-leading and efficient regulatory strategies.

SERVICES

Anti-Financial Crime
Our full-service Anti-Financial Crime Unit (AFCU) offers consulting, internal audit and validation services across financial services firms’ BSA/AML, OFAC and fraud programs, including current state analysis, onboarding, optimizing models reporting, training, and testing internal controls.
Regulatory Change & Process Improvement
The dynamic regulatory landscape requires financial institutions to establish rigorous adherence programs while remaining flexible enough to adapt and optimize. From synthesizing regulatory feedback to introducing efficiencies and augmenting existing best practices, DHG is here to help.
Regulatory Compliance
DHG’s regulatory advisors work with clients around the globe to help them understand and comply with laws, regulations and policies. With our deep financial services compliance experience and innovative regulatory technologies, we help drive compliance efficiencies.
Regulatory Reporting & Analytics
We help broker-dealers, bank holding companies and others across the capital markets with financial and non-financial regulatory reporting. From data origination through report remediation, we help solve clients’ most complex regulatory reporting challenges.
Regulatory Technology
Our advisors combine broad functional and technical knowledge with best-in-class strategies and methodologies to help clients automate and optimize regulatory compliance, monitoring and reporting—from assessing their needs to selecting and implementing approaches.
Featured Capability - Regulatory Data Lineage
Looking to revolutionize your regulatory data lineage process through automation or digital tools? Strategically exploring consolidation or outsourcing of the lineage process? DHG has the knowledge and experience to help.

KNOWLEDGE SHARE

2021 Regulatory Outlook: Key Focus Areas for the Financial Services Industry

Given the continuing effect of the COVID-19 pandemic and shifting economic and political dynamics, regulatory oversight and potential enforcement actions are crucial watch items for those in financial services. The industry will also see the ongoing evolution of credit and capital monitoring, cha...

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FEATURED TECHNOLOGY RELATIONSHIPS

  • Alteryx
  • Blackline
  • Microsoft Partner Network
  • Trintech
  • Workiva