Chris Carpenter
Director Non-CPA Consultant
New York, NY

Chris is a director in the Financial Institutions group with experience in advisory and is a trusted advisor with multiple years of experience leading various strategic and change initiatives associated with prudential regulation and data management. He has led and executed large-scale global engagements related to data management components and capabilities (e.g., data governance & policies implementation, data strategy, data quality & controls, data remediation, CFO data attestation, etc.) as well as overall system enhancements and implementation initiatives.

Career Highlights

  • Interim Data Governance & Policies Head responsible for the implementation of data governance and controls policies / standards as well as a data governance and oversight structure for a U.S. Chief Data Office
  • Led team responsible for the creation of a data office target operating model inclusive of resourcing and capacity, process, location, and technology interaction models as well as a target state organizational structure and roles and responsibilities matrix
  • Managed various regulatory and audit exams as well as MRA / MIRA remediation's pertaining to CCAR, Data Governance, Bank Secrecy Act (BSA) / AML, and Regulatory Reporting 
  • Developed and implemented consistent data governance standards, templates and inventories related to attestation, issue / change management and key regulatory reporting processes and controls
  • Developed and delivered comprehensive data governance training to key regulatory reporting stakeholders and senior management
  • Developed and implemented a repeatable loan data attestation process / framework to comply with the FR Y-14Q CFO Attestation Requirements
  • Coordinated and liaised with technology and development teams as well as multiple stakeholders across operations, finance, and risk to implement key control enhancements and new functionality for cash and stock reconciliation / data governance systems

Prior to joining Dixon Hughes Goodman, Chris worked for a Fortune 500 financial institution.

Education
  • Bachelor's Degree, Finance
    Canisius College
Industry Focus
  • Financial Services
Service Areas
  • Risk Advisory
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