Lance Deal
Managing Director Non-CPA Consultant
New York, NY

Lance is a managing director with more than 20 years of experience in the financial services industry. He has the expertise to effectively manage resources to perform accounting, analysis and reporting of financials for brokerage firms. He has extensive knowledge of SEC and CFTC Regulations including Rule 15c3-1 Net Capital, Rule 15c3-3 Customer Protection and CFTC Customer Segregation Requirements.

  • Bachelors, Accounting
    Texas State University
Industry Focus
Service Areas
  • Risk Advisory
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