Prashant is a principal with extensive experience in risk, regulatory compliance, accounting and IT application. He leads the development and growth of the Insurance Advisory practice, for the Second and Third Lines of Defense, focused on internal audit and risk management. His areas of expertise include internal audit, SOX, ERM, project and team management, process transformation, and enterprise risk management.
Prashant’s experience encompasses evaluation and build out of Internal Audit Assurance Analytics Programs (vision, mission, tools and technologies, structure and staffing, “best fit” future state recommendations, including KPI, metrics) , and process transformation build out focused on integrating risk management and financial reporting functions to be more efficient and effective. He has also lead the build out of the internal audit and SOX functions; developed ERM programs across various risk verticals (e.g. Operational Risk, Model Risk, Credit Risk etc.); and assisted with execution of Internal Audits of complex areas such as liquidity, model risk, and Investments.