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Focused on your business goals

As financial services companies seek opportunities for growth, innovation and revenue, they must face risk, comply with regulations and vie for new customers in an evolving marketplace.

DHG’s financial services professionals are focused on your business goals, providing services to help you:

  • Comply with the latest accounting and reporting requirements
  • Stay ahead of emerging regulatory requirements
  • Evaluate current and future business risks
  • Providing technology solutions which enhance your business
  • Create and successfully drive change

From global and national companies to regional and community-based entities, DHG proudly provides relevant services to clients across the spectrum in the financial services industry.

Advisory

Business, Finance and Process Transformation – DHG's professionals work with companies to successfully create and drive change. Our comprehensive approach to project definition, resourcing, communication and support requires that we engage the right resources to accomplish strategic initiatives. Our team supports client end-to-end M&A activities including tax, due diligence, credit mark, technology, and post-merger integration.

Internal Audit and Compliance - DHG's Internal Audit and Compliance teams, dedicated to assisting clients better manage their risks, are focused on assessing, designing, and developing risk management programs and evaluating internal control processes. Our team offers industry-based and risk-focused insight, facilitation of secure internal controls, assistance in regulatory compliance and increased internal performance and effectiveness.

Technology Services - DHG provides technology services designed to assist a company's team in advancing strategic initiatives. We assist clients in assessing IT risks, systems and operations, and regulation and compliance requirements.

Regulatory Services and Risk Management - DHG manages and implements change driven by new regulations and strategic risk management objectives. Our compliance services help support appropriate response to matters of non-compliance and integration into existing risk management frameworks.

Assurance

External Audit
Our assurance teams are dedicated to your industry and are adept at transitioning clients from other firms then providing hands-on service from experienced team members.

Employee Benefit Plans
Our professionals who work with benefit plans are well-versed in both the compliance and financial reporting areas.

SOC 1 and 2 Services
We provide Service Organization Control (SOC) reports for wealth management and trust divisions of banks as well as for standalone entities.

Tax

DHG has the experience you need to minimize tax exposure, avoid non-compliance penalties and outsource the tax function. We streamline tax compliance with the same cost-effective, resourceful mindset we bring to every service by integrating tax planning with your total financial plan.

Our tax services reflect a commitment to building a long-term relationship and providing strategic support for your company's growth.

Publications Publications
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CECL and Complying with the Regulatory Guidance on M...
While larger community and regional banks are well attuned to the regulatory guidance on model risk management and have established policies and procedures
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Asset Size Does Not Matter: Enterprise Risk Manageme...
The traditional school of thought in banking has been that asset size matters in terms of regulatory expectations around enterprise risk management (ERM).
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The Risk Management Flash - Vol 1 Issue 2
A summary of risk management developments for regional and community financial institutions
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Events Events
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News News
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Adam Thomas to Serve as Office Managing Partner in T...
Tampa, Fla., Oct. 12, 2017 – Adam Thomas, Partner in DHG Financial Services, is relocating from the firm’s Raleigh, N.C., office to serve as Office
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DHG Welcomes David Ruffin, Erich Bumgardner and Loan...

Raleigh, N.C., Nov. 1, 2016 – DHG welcomes David Ruffin and Erich Bumgardner, who will join the DHG
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DHG Welcomes Heather Wallace as Financial Services ...
DHG is pleased to announce that Heather Wallace has joined the firm as a Tax Partner in the Birmingham, Alabama office.
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Case Studies Case Studies
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Assist Internal Audit Department with Model Risk Man...
A regional bank’s internal audit team wanted to assess the overall effectiveness of its model risk management framework. This included analyzing a sample
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Contemporary Approach to Strategy Development
Client sought a rigorous, fresh approach to strategic planning. Given the rapidly changing community banking landscape, the client wanted a process that
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SAP Implementation
Client had a requirement to source new transactional data to its GL from upstream applications to identify intercompany relationships as part of its Global
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Internal Audit Subject Matter Resource
Client needed to develop an audit plan and execute the cycle audit with skilled resources.
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Account Reconciliation Best Practices
Client sought to improve the quality and efficiency of it reconciliation process after purchasing Blackline reconciliation software.
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Industry Issues



Services In Focus
Alerts, News
& Publications


2018 Year End Tax Planning Letter
It is hard to believe that the year is almost over, and the holiday season is...
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Targeted Improvements to Related Party Guidance for ...

On October 31, 2018, the Financial Accounting Standards Board (“FASB”)...
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Revenue Recognition: A Private Company Disclosure Guide
The Financial Accounting Standards Board issued Accounting Standards...
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Events



Blog

Have You Heard of...
WCSC-TV’s Live 5
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Warranty Woes in ...

Warranties seem
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Case Studies